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Table 4 Scoping Review – Barriers to Effective Prescribing in Older Adults

From: Barriers to effective prescribing in older adults: applying the theoretical domains framework in the ambulatory setting – a scoping review

Domain

Constructs

Barriers to Effective Prescribing

Knowledge

• Scientific knowledge

• Procedural knowledge

• Knowledge of task environment

[Physician] Medical complexity

• Multimorbidity, potential interactions between diseases and medications

• Polypharmacy, which increases difficulty in rationalizing and deprescribing medications

• Increased risk of ADEs or drug-drug interactions

• Difficulty in distinguishing between new complaints and medication side effects

• Clinical uncertainty

• Uncertainty in weighing unmeasurable harms and benefits

[Physician] Lack of knowledge or awareness

• Lack of awareness of PIP or PIMs

• Poor insight into the term and the process of deprescribing

• Lack of awareness of prescribing cost differences between care settings

• Physicians’ shortcomings in their pharmacological knowledge

• Doubts associated with potential ADEs and treatment of older adults

• Lack of formal education on prescribing for older adults

• Lack of up-to-date knowledge

[Patient] Lack of knowledge / poor healthcare literacy

• Patients do not understand what medications they are taking

• Patients do not inform GPs about their medication intake or side effects

• Patients may be more likely to report symptoms to hospital specialists rather than GPs

• Unintentional withholding of ADEs because they attribute these to ageing rather than side effects of medications

Skills

• Skills

• Skills development

• Competence

• Ability

• Interpersonal skills

• Practice

• Skill assessment

[Physician] Lack of skills and confidence

• Physician not comfortable with deprescribing (e.g. particularly when not the original prescriber)

• Lack of confidence and clinical experience in managing older adult patients

• Lack of research, education and training to care for this specific group of patients

[Physician] Challenges to discussion with patients

• Physicians are reluctant to talk to patients about their life expectancy

• Problems with incorporating patients’ prognoses into decisions about therapy appropriateness

• Difficulty in communicating risk to patients

[Patient] Non-adherence to medications or visits

• Lack of adherence to medications, or self-titration of medications

• Usage of over-the-counter and traditional medications (e.g. often without informing the primary physician)

• Non-adherence to clinic visits

• Choosing to ‘doctor hop’ or ‘pharmacy hop’

Social/Professional Role and Identity

• Professional identify

• Professional role

• Social identity

• Identity / group identity

• Professional boundaries

• Professional confidence

• Leadership

• Organizational commitment

[Physician] Paternalistic doctor-patient relationship

• Physicians imposing their own beliefs onto the patient without consideration for the latter

[Physician] [System] Role dilemma

• Dilemma between economic responsibility for both patients and society

[Physician] Concerns on inter-professional relationships

• Risk/fear of conflict or damaging the relationship between various healthcare providers

• Unwillingness to change recommendations from secondary/tertiary care

• Reluctance to interfere with and/or hesitation to discontinue medications that have been prescribed by a colleague or specialist

• GPs may feel a lack of appreciation by secondary/tertiary care colleagues for their role as a GP

• Respect for hierarchy

[Physician] Perceptions of pharmacists’ expertise

• Varying perceptions of pharmacists’ recommendations

Beliefs about Capabilities

• Self-confidence

• Self-esteem

• Self-efficacy

• Perceived competence

• Beliefs

[Physician] Self-efficacy issues

• Lack of confidence and experience

[Physician] Discrepant beliefs and practice

• Influence from prescriber’s own beliefs, clinical experience and prescribing habits

• Respecting prescriber’s right to autonomy

[Patient] Patients’ own expectations and beliefs

• Unrealistic expectations and/or demands from patients and families

• Personal beliefs, demands and expectations about their own care and medications

• Discrepancies between the patients’ preferences and best practice recommendations

• Patients are reluctant or disinclined to stop medications that they have used for a long time

• Resistant to change and/or poor acceptance of alternatives

• Resistant to non-pharmacological treatment alternatives

• Some patients ‘love taking medications’

• Demanding specific medications and when refused, obtaining them from different physicians

• Patient’s and family’s wishes for medications

• Passive approach adopted by patients

Optimism

• Optimism

• Pessimism

Beliefs about Consequences

• Beliefs

• Outcome expectancies

• Characteristics of outcome expectancies

• Anticipated regret

• Consequents

[Physician] Clinical

• Feeling a sense of fear towards older patients in general owing to their frailty and comorbidities

• Fear of causing potential harm by deprescribing

• Fear of the unknown

• Viewing the deprescribing process as a risk to be avoided

• Anxiety when the GP’s own conviction conflicts with either that of a specialty of the guidelines

• Fear of ‘giving up on the patient’

• Fear of withdrawal effects (e.g. cessation of opioids and benzodiazepines)

[Physician] Social

• Fear of offending other doctors

[Physician] [System] Legal

• Fear of damage to reputation, accountability for adverse outcomes, malpractice or litigation

• Litigation fears concerning withholding preventive medications

• Fear of medicolegal repercussions or negative responses from patients and their next of kin if rationalizing medications led to clinical events

[Patient] Patients’ own expectations and beliefs

• Unrealistic expectations and/or demands from patients and families

• Personal beliefs, demands and expectations about their own care and medications

• Discrepancies between the patients’ preferences and best practice recommendations

• Resistance to non-pharmacological treatment alternatives

• Demanding specific medications and when refused, obtaining them from different physicians

• Patient’s and family’s wishes for medications

• Passive approach adopted by patients

Reinforcement

• Rewards, incentives

• Punishment

• Reinforcements

• Contingencies, sanctions

- Similar to ‘Legal’ concerns in the above ‘Beliefs about Consequences’ domain -

Intentions

• Stability of intentions

• Stages of change model

• Transtheoretical model and stages of change

[Physician] Inertia and maintaining the status quo

• Differing treatment decisions or changes to the next visit

• Easier to maintain the status quo rather than interfere with drug regimes in a stable patient

Goals

• Goal / target setting

• Goal priority

• Action planning

Memory, Attention and Decision Processes

• Memory

• Attention

• Attention control

• Decision making

• Cognitive overload / tiredness

[Physician] Prescribing challenges

• Feeling forced to prescribe

• Limited availability of alternatives to medications

• Inability to gauge the efficacy effectiveness of a drug for individual patients

• Ethical concerns around denying treatments

• Need to meet patient expectations

• Managing complex drug regimens and side effects

• Hesitancy in changing medications that have been prescribed in their current dosage for a long period, or when prescribed by a medical specialist

Environmental Context and Resources

• Environmental stressors

• Resources / material resources

• Organizational culture / climate

• Salient events / critical incidents

• Person to environment interaction

• Barriers and facilitators

[Physician] [System] Time constraints

• Lack of time to perform medication reviews during the clinic consultation visit

• Crowded clinics and high workload, unable to spend too much time with a single patient

• Competing demands of practice (e.g. prioritizing other aspects of care rather than deprescribing)

• Insufficient time and reimbursement (e.g. to perform medication reviews)

[Physician] [System] Lack of resources

• Lack of access to a pharmacist (e.g. to assist with medication review)

• Limited alternative medications

• Limited prescribing support (e.g. formularies and computer decision support have limited adaptability and flexibility with multiple conditions)

• Lack of resources to assist family caregivers with challenging symptoms (e.g. incontinence)

[System] Lack of inter-professional communication and support

• Lack of communication between prescribers before adding on new drugs

• Lack of support from secondary/tertiary care especially with the management of complex patients in general practice

[Physician] [System] Challenges with evidence-based guidelines

• Feeling pressured by guidelines to prescribe medications - including preventive drugs

• Less comfortable in deprescribing guideline-recommended therapeutic medications, as compared to deprescribing preventive medications, in patients with poor life expectancy

• Easier to pile on the recommendations of one guideline onto another instead of prioritizing

• Difficulty in implementing guidelines to older adults with multimorbidity

• Exclusion of older adults with multimorbidity in clinical trials

• Lack of data for outcomes most important to patients (e.g. improvement in pain control)

• Difficulty in applying guidelines because of the heterogeneity of the patients

[System] Fragmentation of care

• Multiple healthcare providers or prescribers

• Patients follow up with multiple hospitals and receive medications from multiple providers

• Increased specialization in healthcare

• Choosing to focus on subspecialty-based care instead of overall management

• Fragmentation of care, lack of a specific or unified physician to follow up with

• Lack of ownership to assume responsibility for optimizing a specific patient’s care plans

[System] Poor coordination of care

• Lack of coordination/communication between transitions and various levels of care

• Lack of access to patients’ clinical data from other healthcare settings

• Tough job for coordinating physician

• Specialists’ lack of a holistic or geriatric view on older adult patients

• Lack of relational continuity of care (e.g. lack of specific/unified physician to follow with)

• Attribution of medication management responsibility to other physicians

[System] Information access and documentation

• Lack of coordination of information before adding on new drugs

• Lack of or inadequate documentation

• Incomplete medication reviews and/or outdated medication lists

• Lack of access to information on patients’ current medications

• Poor acquisition and documentation of patients’ medication lists

• Difficulty in obtaining colleagues’ reasons for prescription

• Data lost in the transition from written notes to electronic prescriptions

• Lack of access to expert advice and user-friendly decision support (e.g. computer prompts or alerts to notify prescribers of PIMs)

[System] Policy and regulatory issues

• Insufficient reimbursement

• Influences of prescribing policy (e.g. perception of managerial meddling and cost cutting)

• Quality measure-driven care

[System] Cost issues

• Limited options on insurance formularies

[System] Influences of the pharmaceutical industry

• Widespread marketing of medications in mainstream media

• Difficulty in managing direct-to-consumer commercials about drugs and their impact on patients

• Physicians themselves may be influenced by pharmaceutical drug representatives

Social Influences

• Social pressure and norms

• Group conformity / identity

• Social comparisons

• Group norms

• Social support

• Power

• Intergroup conflict

• Alienation

• Modelling

[Patient] Social factors

• Patient’s social context and access to healthcare and resources

• Patients who change living or care arrangements may be accompanied by different caregivers to visits, which may result in inconsistent reports from the family and/or lack of continuity of care

• Socioeconomic status

[Physician] Health beliefs and culture

• Culture to prescribe more

• Prescribing validates illness

Emotion

• Fear

• Anxiety

• Affect

• Stress

• Depression

• Burnout

[Physician] Anxiety or fear

• Feeling a sense of fear towards older patients in general owing to their frailty and comorbidities

• Fear of causing potential harm by deprescribing

• Fear of the unknown

• Viewing the deprescribing process as a risk to be avoided

• Anxiety when the GP’s own conviction conflicts with either that of a specialty or the guidelines

• Fear of damage to reputation, accountability for adverse outcomes, malpractice or litigation

• Fear of ‘giving up on the patient’

• Fear of offending other doctors

• Fear of withdrawal effects (e.g. cessation of opioids and benzodiazepines)

• Litigation fears concerning withholding preventative medications

• Fear of medico-legal repercussions or negative responses from patients and their next of kin if rationalizing medications led to clinical events

[Physician] Fear of damaging the patient-doctor relationship

• Choosing the maintain the patient-doctor relationship rather than enforce changes or recommendations and threatening that relationship

Behavioural Regulation

• Self-monitoring

• Breaking habit

• Action planning

  1. aADE adverse drug event, GP general practitioner, PIM potentially inappropriate medications, PIP potentially inappropriate prescribing